Date: October 07-08, 2016 (Fri-Sat.)
Venue: Gov. Licaros Hall, RBAP Bldg,Intramuros, Manila
Time: 8:30am to 5:00pm
Resource Person:
Mr. Don V. Sumadchat, MBA
Bank Executive Officer, Trainer on Strategic Formulation & Execution,
Trust Asset Management & Risk Management.
Seminar Fee:
1. Early bird – P4,500 (on or before Sept. 16, 2016)
2. Regular Rate – P4,900 (After Sept. 16, 2016)
3. Non-Member/Delinquent – P5,880
Mode of Payment
• P2,450.00 – Non-Refundable commitment fee per participant.
• Account Name RBRDFI
LBP – Intramuros Branch
•Savings Account No.0012-1046-26).
•Proof of payment fax to (02) 527-2980.
•Check payments, should be payable to (RBRDFI).
Expected Participants
President, Risk Management Committee –Director, President, Branch
Managers, Risk Management Officer, Chief Compliance Officer, Head- I.T.
Department and Head – Human Resource Management
Objectives:
The objectives are as follows:
a) Define operational risk and its management
b) Determine the duties and responsibilities of Board of Directors,
management and Business
c) Line Manager in managing operational risk. Formulate risk appetite
statement, risk tolerances and limits
d) Apply Operational Risk Management tools cognizant to Risk Management
Process: identify, assess, measure, control and monitor operational risk
Further, it hopes to strengthen the bank’s risk management system, which
could carryout at the performance of its activities in safe and sound
operations.
Course Outline
A. BSP Circular 900 Policy Statement
B. Scope and extent of Operational Risk and its management
C. Duties and Responsibilities
1. Board of Directors
2. Management
3. Business Line Managers
4. Operational Risk Management Function
5. Internal Audit
6. Compliance Function
7.Risk Management Unit
D. Operational Risk Management Framework
1.Risk Identification and Assessment
1.a. Building Loss Event Categories and loss database
•Internal fraud
•External fraud
•Employment practices and workplace safety,
•Clients, products and business practices
•Damage to physical assets
•Business disruption and system failures
•Execution, delivery and process management
1.b. Introduction to ORM Tools
• Results of internal/external audit and supervisory issues raised
in the BSP Report of Examination (ROE)
• Internal Loss Data Collection and Analysis
•Risk Self Assessments (RSA)
•Risk Control Self Assessments (RCSA)
•Business Process Mappings
•Risk and Performance Indicators
•Scenario Analysis
•Model Measurement Comparative Analysis
2. Risk Control and Mitigation
3. Risk Monitoring and Reporting
E. Workshop on RCS
F. Synthesis